Guide Lines Section
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The Investor Are Advised

To purchase shares against full payment and take deliveries for them in accordance with the settlement cycle. All other types of trade practices prevalent in the market are a potential risk and would not be covered under the term " investment ".

That the stock broker is with in his legal rights to square an open position if the investor circumvents his obligation.

If Maintaining A Sub-Account With CDC Through A Stock Broker The Investor Should

Obtain written confirmation of transfer of shares from or to his sub-account soon after the settlement date.

Obtain the status of his holdings periodically and have it reconfirmed by the CDC.

Not give his consent to the stock broker to pledge his shares with the bank for borrowing purposes.

Open his account in the CDC at the earliest that would provide him with the necessary protection.

Carry out required homework and identify investments that are suitable in the light of Overall investment objectives.